文章摘要

证券犯罪被害人救助制度研究 ———由“董正青案”引发的思考

Study on the Relief System for the Victims of Securities Crime———Thoughts about “DONG Zhengqing Case”

DOI：

英文关键词: Securities Crime , The relief system for the victims , Securities risk premium , Management structure of listed companies

基金项目:

作者	单位
田宏杰	中国人民大学刑事法律科学研究中心教授, 博士生导师, 北京市东城区人民检察院副检察长
严　岩	北京市东城区人民检察院研究室助理检察员, 中国人民大学法律硕士研究生

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中文摘要:

基于证券犯罪被害人往往得不到有效赔偿的现实, 提出证券犯罪被害人救助制度的建立, 是实现法治正义和效益价值最大化的必由之路, 因而证券犯罪被害人救助制度应采用证券风险保险制度模式, 以确立上市公司对证券犯罪被害人的救助义务, 推动上市公司治理结构和市场竞争环境的优化。鉴于此制度的公益性、补充性和有限性, 对于救助资金的来源、救助程序的设计和救济渠道的畅通, 尤其是检察机关在救助程序中的职能定位, 提出了基本设想和思考。

英文摘要:

Considering the fact that victims of the securities crimes seldom get available compensations, the setting-up of the relief sy stem for the victims of securities crimes shall be the essential w ay to realize judicial justice and the max imum of social value and interest .This system shall be set up under the model of securities risk premium so as to establish the relief oblig ations to the victims by the listed companies, enhance the management structure of listed companies , and optimize the market competition enviro nment .In view of the system' s publicity , complementa tio n and limitation , this thesis provides some assumptions and thinking o n the source o f the system' s fund , the design of the system' s procedure and the availability of the system and most impo rtant of all, the rule that the procuratorial org ans w ould play in the system .

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